Speaker Biography
Daniel Reid
Manager, Financial Services Regulatory Practice, KPMG LLP
Dan Reid is a manager in the Financial Services Regulatory Practice with 8 years of experience in securities regulation and compliance. Prior to joining KPMG, Dan was a legal and compliance professional at a diversified alternative asset management firm.
Previously, Dan worked in securities litigation at both the SEC and a private law firm and as an analyst in the corporate, commercial, and investment banking fields.
Dan has extensive experience researching, interpreting, and applying the federal securities laws and regulations, state and foreign financial laws and regulations, and accepted industry better-practices to the compliance demands of a variety of financial businesses.
Currently, Dan focuses on developing, implementing, and testing comprehensive risk and compliance programs for investment advisers, broker dealers and private banks, especially those involved in alternative assets such as hedge funds, funds of hedge funds, private equity funds and private banks.
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